Capital Market Intermediaries

SIDREC Members

Capital Market Service Licenses Holders and Registered Persons

Capital Market Service Licenses Holders & Registered Persons

SIDREC Members are holders of Capital Markets and Services Licence (CMSL) or Registered Persons under the Capital Markets and Services Act 2007 (CMSA) who are authorised to carry out dealings in securities, derivatives, private retirement schemes (PRS) and fund management services.

Members include investment banks, commercial banks, Islamic banks, stockbrokers, derivatives brokers, fund management companies, unit trust management companies, institutional unit trust advisers, corporate unit trust advisers, PRS providers and distributors and two specified development financial institutions (DFIs)

SIDREC Members are bound to participate in SIDREC’s dispute resolution process for claims amount of up to RM250,000.

As of 15 June 2020, SIDREC has 188 Members.

  • A.D. Financial Sdn Bhd
  • Aberdeen Standard Investments (Malaysia) Sdn Bhd
  • Aberdeen Standard Islamic Investments (Malaysia) Sdn Bhd
  • AE Research Management Sdn Bhd
  • Affin Bank Berhad
  • Affin Hwang Asset Management Berhad
  • Affin Hwang Investment Bank Berhad
  • Affin Islamic Bank Berhad
  • AIA Pension And Asset Management Sdn Bhd
  • AIIMAN Asset Management Sdn Bhd
  • AIMS Asset Management Sdn Bhd
  • Al Rajhi Banking & Investment Corporation (Malaysia) Berhad
  • Alliance Bank Malaysia Berhad
  • Alliance Investment Bank Berhad
  • Alliance Islamic Bank Berhad
  • Alpha REIT Managers Sdn Bhd
  • Alpine Advisory Sdn Bhd
  • Amanah Saham Nasional Berhad
  • Amanah Saham Sarawak Berhad
  • Amanahraya Investment Management Sdn Bhd
  • Amara Investment Management Sdn Bhd
  • AmBank (M) Berhad
  • AmBank Islamic Berhad
  • AmFunds Management Berhad
  • AmInvestment Bank Berhad
  • AmIslamic Funds Management Sdn Bhd
  • Amundi Islamic Malaysia Sdn Bhd
  • Amundi Malaysia Sdn Bhd
  • Apex Investment Services Berhad
  • Areca Capital Sdn Bhd
  • Assar Asset Management Sdn Bhd
  • Bangkok Bank Berhad
  • Bank Islam Malaysia Berhad
  • Bank Kerjasama Rakyat Malaysia Berhad
  • Bank Muamalat Malaysia Berhad
  • Bank of America Malaysia Berhad
  • Bank of China (Malaysia) Berhad
  • Bank Simpanan Nasional
  • Bill Morrisons Wealth Management Sdn Bhd
  • BIMB Investment Management Berhad
  • BIMB Securities Sdn Bhd
  • Blueprint Planning Sdn Bhd
  • BNP Paribas Asset Management Malaysia Sdn Bhd
  • BNP Paribas Asset Management Najmah Malaysia Sdn Bhd
  • BNP Paribas Malaysia Berhad
  • BOS Wealth Management Malaysia Berhad (formerly known as Pacific Mutual Fund Berhad)
  • Capital Dynamics Asset Management Sdn Bhd
  • CC Advisory Sdn Bhd
  • CGS-CIMB Futures Sdn Bhd (formerly known as CIMB Futures Sdn Bhd)
  • CGS-CIMB Securities Sdn Bhd (formerly known as Jupiter Securities Sdn Bhd)
  • China Construction Bank (Malaysia) Berhad
  • CIMB Bank Berhad
  • CIMB Investment Bank Berhad
  • CIMB Islamic Bank Berhad
  • Citibank Berhad
  • Citigroup Global Markets Malaysia Sdn Bhd
  • CLSA Securities Malaysia Sdn Bhd
  • Corston-Smith Asset Management Sdn Bhd
  • Credit Suisse Securities (Malaysia) Sdn Bhd
  • Deutsche Bank (Malaysia) Berhad
  • Eastspring Al-Wara’ Investments Berhad
  • Eastspring Investments Berhad
  • Etalage Sdn Bhd
  • Excellentte Consultancy Sdn Bhd
  • FA Advisory Sdn Bhd
  • FA Securities Sdn Bhd
  • Fedrums Sdn Bhd
  • Fin Freedom Sdn Bhd
  • Finwealth Management Sdn Bhd
  • Fortress Capital Asset Management (M) Sdn Bhd
  • Franklin Templeton Asset Management (Malaysia) Sdn Bhd
  • Franklin Templeton GSC Asset Management Sdn Bhd
  • GAX MD Sdn Bhd
  • Genexus Advisory Sdn Bhd
  • Golden Touch Asset Management Sdn Bhd
  • Goldman Sachs (Malaysia) Sdn Bhd
  • Guidance Investments Sdn Bhd
  • Harveston Wealth Management Sdn Bhd
  • Hong Leong Asset Management Bhd
  • Hong Leong Bank Berhad
  • Hong Leong Investment Bank Berhad
  • Hong Leong Islamic Asset Management Sdn Bhd (formerly known as Hong Leong Fund Management Sdn Bhd)
  • Hong Leong Islamic Bank Berhad
  • HSBC Amanah Malaysia Berhad
  • HSBC Bank Malaysia Berhad
  • i-VCAP Management Sdn Bhd
  • iFAST Capital Sdn Bhd
  • India International Bank (Malaysia) Berhad
  • Industrial and Commercial Bank of China (Malaysia) Berhad
  • Inter-Pacific Asset Management Sdn Bhd
  • Inter-Pacific Securities Sdn Bhd
  • J.P. Morgan Chase Bank Berhad
  • JF Apex Securities Berhad
  • JPMorgan Securities (Malaysia) Sdn Bhd
  • KAF Equities Sdn Bhd (formerly known as KAF-Seagroatt & Campbell Securities Sdn Bhd)
  • KAF Investment Funds Berhad
  • Kedah Islamic Asset Management Berhad
  • Kenanga Futures Sdn Bhd
  • Kenanga Investment Bank Berhad
  • Kenanga Investors Berhad
  • Kenanga Islamic Investors Berhad
  • Kumpulan Sentiasa Cemerlang Sdn Bhd
  • Kuwait Finance House (Malaysia) Berhad
  • Legacy Advisory Sdn Bhd
  • Libra Invest Berhad
  • LT International Futures (M) Sdn Bhd
  • M & A Securities Sdn Bhd
  • Macquarie Capital Securities (Malaysia) Sdn Bhd
  • Magnisave Group Sdn Bhd
  • Malacca Securities Sdn Bhd
  • Malayan Banking Berhad
  • Manulife Investment Management (M) Berhad
  • Maybank Asset Management Sdn Bhd
  • Maybank Investment Bank Berhad
  • Maybank Islamic Asset Management Sdn Bhd
  • Maybank Islamic Berhad
  • MBSB Bank Berhad
  • Mercury Securities Sdn Bhd
  • MIDF Amanah Asset Management Berhad
  • MIDF Amanah Investment Bank Berhad
  • Mizuho Bank (Malaysia) Berhad
  • MTC Asset Management (M) Sdn Bhd
  • Muamalat Invest Sdn Bhd
  • MUFG Bank (Malaysia) Berhad
  • Nomura Asset Management Malaysia Sdn Bhd
  • Nomura Islamic Asset Management Sdn Bhd
  • Nomura Securities Malaysia Sdn Bhd
  • OCBC Al-Amin Bank Berhad
  • OCBC Bank (Malaysia) Berhad
  • Opus Asset Management Sdn Bhd
  • OUD Asset Management Sdn Bhd
  • PCB Asset Management Sdn Bhd
  • Pengurusan Kumipa Berhad
  • Permodalan BSN Berhad
  • Permodalan Nasional Berhad
  • PHEIM Asset Management Sdn Bhd
  • PHEIM Unit Trusts Berhad
  • Phillip Capital Management Sdn Bhd
  • Phillip Futures Sdn Bhd
  • Phillip Mutual Berhad
  • PineBridge Investments Malaysia Sdn Bhd
  • PM Securities Sdn Bhd
  • PMB Investment Berhad
  • Principal Asset Management Berhad (formerly known as CIMB-Principal Asset Management Berhad)
  • Principal Islamic Asset Management Sdn Bhd (formerly known as CIMB-Principal Islamic Asset Management Sdn Bhd)
  • PTB Unit Trust Berhad
  • Public Bank Berhad
  • Public Investment Bank Berhad
  • Public Islamic Bank Berhad
  • Public Mutual Berhad
  • Raiz Malaysia Sdn Bhd
  • Rakuten Trade Sdn Bhd
  • RHB Asset Management Sdn Bhd
  • RHB Bank Berhad
  • RHB Investment Bank Berhad
  • RHB Islamic Bank Berhad
  • RHB Islamic International Asset Management Berhad
  • Saham Sabah Berhad
  • Saturna Sdn Bhd
  • SDB Asset Management Sdn Bhd
  • Singular Asset Management Sdn Bhd
  • SJ Securities Sdn Bhd
  • SP Investment Management Sdn Bhd
  • Standard Chartered Bank Malaysia Berhad
  • Standard Chartered Saadiq Berhad
  • Standard Financial Adviser Sdn Bhd
  • StashAway Malaysia Sdn Bhd
  • Sumitomo Mitsui Banking Corporation Malaysia Berhad
  • TA Futures Sdn Bhd
  • TA Investment Management Berhad
  • TA Securities Holdings Berhad
  • The Bank of Nova Scotia Berhad
  • UBS Securities Malaysia Sdn Bhd
  • United Overseas Bank (Malaysia) Berhad
  • UOB Asset Management (Malaysia) Berhad
  • UOB Islamic Asset Management Sdn Bhd
  • UOB Kay Hian Securities (M) Sdn Bhd
  • UOB Kay Hian Wealth Advisors Sdn Bhd
  • Value Partners Asset Management Malaysia Sdn Bhd
  • VCAP Asset Managers Sdn Bhd
  • VKA Wealth Planners Sdn Bhd
  • Wahed Technologies Sdn Bhd
  • Wealth Vantage Advisory Sdn Bhd
  • Whitman Independent Advisors Sdn Bhd
  • YES Financial Sdn Bhd
  • Yutaka Shoji Malaysia Sdn Bhd
Frequently Asked Questions

Need more information on how SIDREC can help you?